Broker Check

  1. Determine Type of Financial Plan for Service:

    • Define responsibilities and relationship
  2. Information Gathering:

    • Gather necessary documents
    • Complete Financial Profile
    • Define goals and timeframes
    • Comfort level with financial risks
  3. Analysis and Recommendations:

    • Determine how to meet your goals
    • Comprehensive analysis: assets, liabilities, cash flow, insurance coverage, investment strategies, and tax strategies.
  4. Final Plan:

    • Detailed and written plan with specific recommendations
    • Address questions and discuss implementation
  5. Implementation*:

    • Put plan into motion
    • Coordinate process with you and other professionals
  6. Monitoring:

    • Frequent reviews and ongoing contact

* Financial plan recommendations can be implemented with the advisor of your choosing. Implementation of specific products or services may result in commissions or fees outside of the financial plan fee. Periodic reviews of your financial plan may require a new planning agreement and result in additional fees.